IG1 Lecture 12: Incident Investigation

📖 Introduction

Incident investigation is a structured process of identifying the causes of workplace accidents, incidents, or near-misses.
The goal is not to assign blame but to learn lessons and prevent recurrence. Effective investigations improve risk control systems
and demonstrate management commitment to worker safety.


🎯 Learning Outcomes

  • Understand why incident investigations are essential.
  • Identify the steps in an investigation process.
  • Differentiate between immediate and root causes.
  • Explain the benefits of thorough investigations.


⚠️ Why Investigate Incidents?

Key reasons include:

  • Preventing similar incidents from happening again.
  • Identifying failures in risk assessments or controls.
  • Ensuring legal compliance and avoiding penalties.
  • Enhancing organisational learning and safety culture.

🔎 Investigation Process

  1. Initial Response: Make the area safe and provide medical aid if required.
  2. Notification: Report the incident to supervisors and relevant authorities.
  3. Information Gathering: Collect witness statements, photographs, and physical evidence.
  4. Analysis: Identify immediate causes (unsafe acts/conditions) and root causes (management/system failures).
  5. Recommendations: Suggest corrective and preventive actions.
  6. Follow-Up: Ensure actions are implemented and reviewed.

📝 Immediate vs Root Causes

Immediate causes: Unsafe conditions such as faulty equipment or unsafe acts like bypassing a guard.

Root causes: Failures in supervision, training, maintenance, or inadequate risk assessments.


🔑 Summary

  • Incident investigations are about learning, not blaming.
  • They help identify both immediate and root causes.
  • Findings lead to corrective and preventive actions that strengthen the safety system.

🚀 What’s Next in IG1

Lecture 13: Emergency Preparedness and Response
We will focus on how organizations prepare for and respond to emergencies such as fires, chemical spills, or natural disasters.